Resources for Deposit Insurance 

  Resources for Caribbean Regional Financial Stability

  Resources for Pension Supervisors

  Resources for AML Supervisors

  Resources for Credit Union Supervision

JDIC/CARTAC Bank Insolvency In the Caribbean: Law and Best Practice

IOPS/FSC Jamaica/CARTAC Caribbean Regional Workshop on Private Pension Supervision, October 8-9, 2009, Montego Bay, Jamaica

Click here to view or download workshop presentations.

• Comprehensive Credit Union Act  ( Versison Français)
• Note to Accompany Comprehensive Credit Union Act
• Alternative Approach - Subject CU's to Banking Act

• Inspectors Manual
• Off-Site Inspection Policies
• On-Site Inspection Policies
• Post Inspection Guidelines
• Supervising Problem Credit Unions

• New Charter Application Checklist
• Application for a New Credit Union
• Business Plan Guidelines
• Reviewing a New Charter Application

• Credit Union Branch Application
• Report of Official Agreement to Serve
• Oath of Credit Union Director  

  Resources for Insurance Supervisors

CAIR-CARTAC-World Bank Workshop and Conference - "Caribbean Insurance Supervisor’s Initiatives" – June 15, 2009, St. George’s, Grenada

CAIR-CARTAC-World Bank Workshop and Conference - "Preparing for the Unexpected - Brainstorming the Risks Faced by Insurance Supervisors" - December 1-5, 2008, Montego Bay, Jamaica

Meeting of CARTAC Insurance Advisory Group - June 9, 2008

Meeting of CARTAC Insurance Advisory Group - February 7, 2008

Results - Survey on Insurance Supervisors' Training Needs

1. Written Summary of Findings - Survey of Insurance Supervisors' Training Needs (March 2008)
2. Summary of Survey on Training Needs for Insurance Supervisors (March 2008)
3. Original Survey   

Working Draft Insurance Act Prepared for Belize

• Insurance Act - Working Draft (Belize)

Asset/Liability Management for Supervisors of Insurance Companies

• Draft Asset Liability Management Regulation (Prepared for the FSC Jamaica)
• Asset Liability Management Draft Regulation Presentation
• Asset Liability Management Inspection Procedures
• Asset Liability Management Questionnaire
• Asset Liability Management Assessment Criteria Rating Worksheet
• Asset Liability Management Inspections and Assessment Criteria Presentation
• Asset Liability Management-A Training Presentation
• Managing Assets and Liabilities-Strategies for Insurance Companies
• Asset Liability Management Quiz

Regulatory Reporting Forms for Insurance Companies - Recommended

• Overview of Filing Requirements for Insurance Companies
• Table of Contents for Annual Filing
• A Forms - Background Information - Annual Filing
• B Forms - Main Financial Statements - Annual Filing
• C Forms - Details on Balance Sheet - Annual Filing
• D Forms - Operating Details as reported in the Income Statement - Annual Filing

• Quarterly Insurer Filing Requirements - Preamble
• Q Forms - Quarterly Filing Requirements

 Resources for Banking Supervisors

CGBS-CARTAC IT Workshop for Regional Bank Examiners, Guyana, June 23-25, 2009

Market Risk and the Market Risk Capital Charge 

Basel II, Pilar II Training - Case Study; Presentation

Resources for Internationational (Off-shore) Supervision

Supervision of International (Off-shore) Mutual Funds

1. Part I - Authorization of Mutual Funds
   
   
2. Part II - Ongoing Supervision of Mutual Funds
   
   
3. Part III - Enforcement of Mutual Funds 

   CARTAC Financial Sector Projects - The Past, Present & Future

OECS ROSC Dissemination Event - Presentation on Non-Banking Supervision in the OECS

Goals, Activities and Results - November 2007 - October 2008

CARTAC FSS Projects (September 2007 - Present) 

Financial Sector Supervision Presentation to the Steering Committee (May 16, 2008)

CARTAC FSS Projects (October 2001 - October 2007)

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